Compliance Officer

City:  Amsterdam

 

Who we are

flatexDEGIRO is the leading and fastest growing online broker in Europe, based in Germany, Austria, the Netherlands, Bulgaria & UK. Over 2 million customers put their trust in us every day. We offer a wide range of independent products for the lowest fees, based on modern, in-house state-of-the-art technology.

When flatex merged with DEGIRO in July 2020, flatexDEGIRO became the largest online retail broker in Europe. In a time of bank consolidation, low interest rates and digitalization, we aim for continues growth. That is why we want 7-8 million investors to experience the ease of our platform by making them a client. A clear goal that we are sure we can accomplish with your help!

 

Want to know what it’s like to work for flatexDEGIRO?

Check out our Instagram @lifeatflatexdegiro and meet the great people that makes us who we are! Do you already see yourself as part of this team? Apply!

 

 

Improve Europe’s leading investment platform


The Compliance Department of FlatexDEGIRO operates independently within our organization to minimize overall compliance risk. We assist the first line of defense in relation to their compliance risk management and challenge the first line and function as a safeguard to mitigate any compliance risks which may not have been foreseen by the first line. Additionally, we are also responsible for the Compliance Risk Framework as part of the internal control that ensures that FlatexDEGIRO demonstrably complies with applicable laws, regulations, and standards.

The goal of the Compliance Officer is to support the Compliance Department in its daily tasks in line with laws, guidelines, and policies regarding Compliance topics.

 

This is what you’ll do

 

  • Sparring partner for the business, both in an advising/supporting role and in a challenging role.
  • Providing compliance input linked to strategic changes/proposals related to market business and/or its products.
  • Create/update compliance risks analysis.
  • Participation in projects together with different departments for assurance of compliance with regulatory requirements
  • Monitoring the effectiveness of in-build controls and reporting on follow-up actions undertaken.
  • Mitigation of regulatory risks.
  • Creating awareness for compliance risks and the right conduct and culture
  • Keeping up with regulatory compliance related announcements relevant for the organization.

 

You bring us these skills

  • Academic degree in finance or Law degree
  • Up to 3 years of working experience in financial services
  • Ability of understanding European financial legal acts and related to them guidelines (MiFID II / MiFIR / MAD / MAR).
  • Understanding of financial market and financial instruments
  • Excellent command of the English language is essential
  • Very good analytical and conceptual skills combined with strong judgment capabilities
  • Able to prioritize and manage multiple tasks supported by the sense of responsibility
  • Risk awareness, analytical thinking, sense of responsibility and ownership
  • Excellent negotiation and communication skills

Interested? This is what we offer you

  • Promise of a good work-life balance
  • 30 days paid leave
  • An enthusiastic and fun team to work with
  • Personal and professional development with access to relevant courses
  • Transport allowance or related benefits like a leased electric bike
  • Pension plan
  • A challenging job in an international and fast-growing company
  • A competitive salary
  • A lot of freedom executing your role and a chance to shape your own career
  • The opportunity to participate in a new, enthusiastic team of likeminded professionals.

 

To make your life easier

You get the freedom to work flexible. Meaning you don’t have to work in our office every day, but we like it if you do of course! It’s fun to come in and mingle with your colleagues. There is also fruit, good coffee, drinks & snacks, and great sandwiches for lunch every day. Our beautiful and modern office in located in the iconic Rembrandt tower that is conveniently next to Amstel Station. To make work@home comfortable we offer a €35 internet allowance, provide a company laptop and many options to make it comfortable, such as a chair, screen and headphones. And last but not least: the gym membership options we provide is an easy way to get into shape!

Want to invite your friends to work for us as well? A generous referral bonus will be yours if they get hired, so spread the word once you start!

 

All qualified applicants will receive consideration for employment without regard to race, color, religion, age, sex, national origin, disability, sexual orientation, gender identity/expression, or any other legally protected status. flatexDEGIRO is an Equal Opportunity Employer.

 

flatexDEGIRO Dutch Branch
Ian Daugherty 
Corporate Recruiter

 

 

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